David John O'neill

Employer firm

Heritage Financial LLC CRD 285149

$408M regulatory AUM 4 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Heritage Financial Llc

7001 Heritage Village Plaza Suite 190, Gainesville, VA 20155 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2018-10-11

VA RA
APPROVED

Since 2018-10-11

Branch Locations

7001 Heritage Village Plaza Suite 190, Gainesville, VA 20155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spire Investment Partners Llc	Mclean	VA	11/2017	08/2018
Unemployed	Falls Church	VA	01/2016	10/2017
Heritage Financial Llc	Gainesville	VA	10/2018	Present

11/2017 → 08/2018

Spire Investment Partners Llc

Mclean, VA
01/2016 → 10/2017

Unemployed

Falls Church, VA
10/2018 → Present

Heritage Financial Llc

Gainesville, VA

Previous Registrations

2018-01-09 → 2018-08-31

Spire Wealth Management, Llc

Mclean, VA

Other Businesses

SLOPESIDE LLC not investment-related private residence in Gainesville, VA personal investment activities Sole Member 10/4/2018 minimal hours per month no hours during trading manage personal investments

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-16
S65	Uniform Investment Adviser Law Examination	2010-07-19

S66 Uniform Combined State Law Examination

2016-11-16
S65 Uniform Investment Adviser Law Examination

2010-07-19

Designations

Certified Financial Planner

Other Names

Dave O'NEill
David John Oneill

View on SEC IAPD