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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-30
  • FL RA
    APPROVED
    Since 2025-10-30

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 01/2017 09/2023
Citigroup Tampa FL 07/2013 01/2017
E*Trade Securities Llc New York NY 05/2023 09/2023
Goldman Sachs New York NY 10/2023 05/2025
Raymond James & Associates, Inc. Saint Petersburg FL 07/2025 Present
  • 01/2017 → 09/2023
    Morgan Stanley
    New York, NY
  • 07/2013 → 01/2017
    Citigroup
    Tampa, FL
  • 05/2023 → 09/2023
    E*Trade Securities Llc
    New York, NY
  • 10/2023 → 05/2025
    Goldman Sachs
    New York, NY
  • 07/2025 → Present
    Saint Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-28
S63 Uniform Securities Agent State Law Examination 2023-11-13
  • S66 Uniform Combined State Law Examination
    2025-10-28
  • S63 Uniform Securities Agent State Law Examination
    2023-11-13
Other Names
  • Melissa Eileen Caban

View on SEC IAPD

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