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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-07-07 |
| OH | RA | APPROVED | 2013-10-10 |
Branch Locations
312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States
Edgewood, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Cincinnati | OH | 08/2013 | Present |
1. Burlington Spring Horse Show, Organizes a horse show and exhibition once a year in the spring, the proceeds of which go to local charities, often with an equestrian theme, Officer, I have been asked to serve on the governing board. If approved, I have separately been asked to serve as Treasurer, a role which essentially consists of verifying the number of prizes given out during the competitions, The organization does not have investments. I manage no assets for the Burlington Spring Horse Show in my role at UBS and they are not clients, start date-3/13/2018, Alexandria Kentucky United States41001
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-10 |
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