Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-01-03
CT RA APPROVED 2022-12-12
NY RA APPROVED 2022-12-12
TX RA APPROVED 2022-12-12
  • DC RA
    APPROVED
    Since 2023-01-03
  • CT RA
    APPROVED
    Since 2022-12-12
  • NY RA
    APPROVED
    Since 2022-12-12
  • TX RA
    APPROVED
    Since 2022-12-12

Branch Locations

250 Delaware Avenue, Buffalo, NY 14202 • United States

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Orchard Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 05/2014 12/2022
Bank Of America N.A. Washington DC 10/2014 12/2022
Ubs Financial Services Washington DC 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-21
  • S66 Uniform Combined State Law Examination
    2014-08-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Buffalo, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor