Christopher Anthony Panagiotu

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 10/2020
  Lucia Securities, Llc
  San Diego, CA
• 05/2015 → 10/2020
  Lucia Wealth Services, Llc
  San Diego, CA
• 09/2020 → Present
  Lpl Financial, Llc
  San Diego, CA

Previous Registrations

• 2015-05-11 → 2020-10-05
  Lucia Capital Group
  Fircrest, WA
  San Diego, CA
• 2015-03-03 → 2015-04-20
  Morgan Stanley
  Tacoma, WA

Other Businesses

1. 9/1/2020 - LUCIA CAPITAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start 9/1/2020 - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/26/2020 - Westland Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Insurance Agent - Started 10/09/2020 - 5 Hours Per Month/0 Hours During Securities Trading. 3. 1/24/2022 - CAPitalize Your Finances, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/27/2022 - 160 Hours Per Month/5 Hours During Securities Trading. 4. 04/07/2022 - No Business Name - Investment Related - Home Based - Other - Book - Start Date - 05/02/2022- 10 Hours Per Month/0 Hours During Securities.

Exams

• S66 Uniform Combined State Law Examination
  2014-07-28

Designations

• Certified Financial Planner