Ian Hartley

Current Employers

Employment History

• 12/2010 → Present
  Lpl Financial Llc
  Tacoma, WA
• 08/2025 → Present
  Hub International Investment Services
  Kansas City, MO
• 11/2025 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2002-03-07 → 2009-01-05
  Russell Investments
  Seattle, WA
  Tacoma, WA
  Boston, ME

Other Businesses

(1) 01/05/2015 - WESTGATE CAPITAL CONSULTANTS, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TACOMA, WA - start date: 03/14/2013 - TIME SPENT 180 HOURS PER MONTH (2) 08/14/2025 - Hub International - Not Investment Related - Outside/W-2 Employment - At Reported Business Location(s) - Start Date:08/01/2025 - 0 Hrs/Mth - 0 Hrs During Trading. (3) 08/01/2025 - HUB International Investment Services - Inv Related - At reported business location(s) - Other - Accommodation Broker Dealer - Started 8/1/2025 - 0 Hr/Mo During Trading. (4) 12/03/2025 - Global Retirement Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/21/2025 - 160 hours per month/ during trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 11/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 12/03/2025 - HUB Retirement and Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/21/2025 (6) 12/10/2025 - HUB Retirement and Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/21/2025 - 0 hours per month/ during trading (7) 01/21/2026 - Westgate Capital Consultants - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/21/2025

Exams

• S66 Uniform Combined State Law Examination
  1999-12-09

Other Names

• Ian William Hartley