Best Investors Account Sign in
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-02-28
  • IN RA
    APPROVED
    Since 2017-02-28

Branch Locations

600 East 96Th Street, Suite 575, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Securities Corporation Indianapolis IN 03/2006 02/2017
Stifel, Nicolaus & Company, Incorporated Indianapolis IN 02/2017 Present
Previous Registrations
  • 2007-09-11 → 2017-02-28
    City Securities Corporation
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-10
  • S66 Uniform Combined State Law Examination
    2007-09-10

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Indianapolis, IN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor