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Daniel Sean Conroy

Allen Capital Group, LLC

Omaha, NE

Grand Island, NE

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Current Employers
Allen Capital Group, Llc

3540 Prairieview Street Suite 200, Grand Island, NE 68803 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2017-10-23
  • NE RA
    APPROVED
    Since 2017-10-23

Branch Locations

10050 Regency Cir. Suite 500, Omaha, NE 68114 • United States

3540 Prairieview Street Suite 200, Grand Island, NE 68803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Omaha NE 02/2014 11/2016
D.A. Davidson & Co. Omaha NE 11/2016 07/2017
D.A. Davidson & Co. Omaha NE 07/2017 Present
Allen Capital Group Grand Island NE 09/2017 Present
  • 02/2014 → 11/2016
    Wells Fargo Bank Na
    Omaha, NE
  • 11/2016 → 07/2017
    D.A. Davidson & Co.
    Omaha, NE
  • 07/2017 → Present
    D.A. Davidson & Co.
    Omaha, NE
  • 09/2017 → Present
    Allen Capital Group
    Grand Island, NE
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-11
S63 Uniform Securities Agent State Law Examination 2013-09-16
  • S65 Uniform Investment Adviser Law Examination
    2017-07-11
  • S63 Uniform Securities Agent State Law Examination
    2013-09-16

View on SEC IAPD

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