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Kenneth Daniel Tumolo

Tumolo Wealth Management LLC

East Lyme, CT

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Current Employers
Tumolo Wealth Management Llc

339 Flanders Road Suite 102, East Lyme, CT 06333 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-22
CT RA APPROVED 2024-05-16
  • FL RA
    APPROVED
    Since 2026-04-22
  • CT RA
    APPROVED
    Since 2024-05-16

Branch Locations

339 Flanders Road Suite 102, East Lyme, CT 06333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Silver Oak Securities Inc Wethersfield CT 04/2014 04/2017
Jb Capital Llc Wethersfield CT 05/2014 08/2019
Financial Retirement Solutions, Llc Wethersfield CT 04/2014 12/2017
Caitlin John, Llc Brighton MI 08/2019 07/2020
Tumolo Financial East Lyme CT 08/2019 Present
Tucker Asset Management East Lyme CT 07/2020 05/2024
Tumolo Wealth Management, Llc East Lyme CT 05/2024 Present
  • 04/2014 → 04/2017
    Silver Oak Securities Inc
    Wethersfield, CT
  • 05/2014 → 08/2019
    Jb Capital Llc
    Wethersfield, CT
  • 04/2014 → 12/2017
    Financial Retirement Solutions, Llc
    Wethersfield, CT
  • 08/2019 → 07/2020
    Caitlin John, Llc
    Brighton, MI
  • 08/2019 → Present
    Tumolo Financial
    East Lyme, CT
  • 07/2020 → 05/2024
    Tucker Asset Management
    East Lyme, CT
  • 05/2024 → Present
    East Lyme, CT
Previous Registrations
Other Businesses

INSURANCE SALES; INVESTMENT RELATED; CT; INSURANCE AGENT SINCE 2014 TO PRESENT; APPROXIMATELY 40 HOURS PER MONTH DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-03
  • S66 Uniform Combined State Law Examination
    2013-09-03
Designations
Other Names
  • Kenneth Tumolo
  • Ken Tumolo
  • Kenny Tumolo

View on SEC IAPD

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