Kenneth Daniel Tumolo

Employer firm

Tumolo Wealth Management LLC CRD 330567

$134M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 04/2017
  Silver Oak Securities Inc
  Wethersfield, CT
• 05/2014 → 08/2019
  Jb Capital Llc
  Wethersfield, CT
• 04/2014 → 12/2017
  Financial Retirement Solutions, Llc
  Wethersfield, CT
• 08/2019 → 07/2020
  Caitlin John, Llc
  Brighton, MI
• 08/2019 → Present
  Tumolo Financial
  East Lyme, CT
• 07/2020 → 05/2024
  Tucker Asset Management
  East Lyme, CT
• 05/2024 → Present
  Tumolo Wealth Management, Llc
  East Lyme, CT

Previous Registrations

• 2020-07-06 → 2024-06-28
  Tucker Asset Management Llc
  Littleton, CO
  East Lyme, CT
  Middletown, CT
• 2019-08-29 → 2020-07-06
  Simplyria Advisor Network
  East Lyme, CT
  Brighton, MI
• 2014-05-29 → 2019-09-04
  Johnson Brunetti
  Wethersfield, CT
• 2014-04-22 → 2014-05-29
  Silver Oak Securities, Incorporated
  Wethersfield, CT
  Old Saybrook, CT
  New Haven, CT
  Avon, CT
  Cheshire, CT
  Fairfield, CT
• 2013-09-04 → 2014-04-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT

Other Businesses

INSURANCE SALES; INVESTMENT RELATED; CT; INSURANCE AGENT SINCE 2014 TO PRESENT; APPROXIMATELY 40 HOURS PER MONTH DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Exams

• S66 Uniform Combined State Law Examination
  2013-09-03

Designations

• Certified Financial Planner

Other Names

• Kenneth Tumolo
• Ken Tumolo
• Kenny Tumolo