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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-06-04
  • CT RA
    APPROVED
    Since 2018-06-04

Branch Locations

15 Chesterfield Road Suite 205, East Lyme, CT 06333 • United States

41 East Main Street, Avon, CT 06001 • United States

340 Hebron Avenue, Glastonbury, CT 06033 • United States

Ashford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments West Hartford CT 08/2001 02/2018
Unemplyed Ashford CT 02/2018 06/2018
Commonwealth Financial Network Waltham MA 06/2018 Present
Gottfried & Somberg Wealth Management, Llc Glastonbury CT 06/2018 Present
  • 08/2001 → 02/2018
    Fidelity Investments
    West Hartford, CT
  • 02/2018 → 06/2018
    Unemplyed
    Ashford, CT
  • 06/2018 → Present
    Waltham, MA
  • 06/2018 → Present
    Gottfried & Somberg Wealth Management, Llc
    Glastonbury, CT
Previous Registrations
Other Businesses

Fixed insurance sales; as of 06/04/2018; Approximately 3% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-25
S63 Uniform Securities Agent State Law Examination 2008-02-11
  • S66 Uniform Combined State Law Examination
    2008-07-25
  • S63 Uniform Securities Agent State Law Examination
    2008-02-11
Other Names
  • Steve Mark Draczynski

View on SEC IAPD

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