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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-06 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-27 |
| NY | RA | APPROVED | 2021-07-22 |
| NJ | RA | APPROVED | 2018-10-26 |
Branch Locations
1 Penn Plz Fl 27, New York, NY 10119 • United States
Brooklyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Astoria Bank | Astoria | NY | 06/2013 | 07/2017 |
| Lpl Financial Llc | Astoria | NY | 06/2013 | 07/2017 |
| Lpl Financial Llc | Whitestone | NY | 07/2017 | 10/2018 |
| Wells Fargo Clearing Services Llc | New York | NY | 10/2018 | Present |
| Wells Fargo Advisors Financial Network | New York | NY | 05/2026 | Present |
FRANKLIN YEEP FILM PHOTOGRAPHER, NOT INVT RELATED, FLUSHING, NY, 100% OWNERSHIP, START DATE 8/1/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, PHOTOGRAPHER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-27 |
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