Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-07
NJ RA APPROVED 2013-09-17
  • TX RA
    APPROVED
    Since 2014-02-07
  • NJ RA
    APPROVED
    Since 2013-09-17

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 06/2013 Present
Bank Of America, N.A. Bridgewater NJ 11/2013 Present
Other Businesses

I*66074 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DANIEL HOWARD INVESTMENT RELATED: NO ADDRESS OF BUSINESS: VIRGINIA BEACH, VIRGINIA 23464 POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/14/2013 NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FULL-TIME RENTAL I*12914 Fiduciary Role Name of outside business organization: R. H. Investment related: No Address of business: Vrigina Beach, Virginia 23464 Position, title, association: Power of Attorney Start date of relationship: 1/4/2021 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 2 Duties: Power of Attorney/Parent I*12913 Fiduciary Role Name of outside business organization: J. H. Investment related: No Address of business: Virginia Beach, Virginia 23464 Position, title, association: Power of Attorney Start date of relationship: 1/4/2021 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 2 Duties: Power of Attorney/Parent I*4665276 Entity Type: Fiduciary role Name of OBA: A. H. Address: Sea Bright, New Jersey, 7760 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 06/05/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Power of Attorney/Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-10
  • S66 Uniform Combined State Law Examination
    2013-09-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Red Bank, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor