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Stuart Raymond Higgins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Auburn Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-07-27
MI RA APPROVED 2016-11-04
  • TX RA
    APPROVED
    Since 2017-07-27
  • MI RA
    APPROVED
    Since 2016-11-04

Branch Locations

3030 Cross Creek Pkwy, Auburn Hills, MI 48326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lord Abbett Jersey City NJ 07/2015 09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Auburn Hills MI 10/2016 Present
Bank Of America, N.A. Auburn Hills MI 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-25
  • S66 Uniform Combined State Law Examination
    2016-02-25
Other Names
  • Stuart Higgins
  • Stuart Raymond Higgins

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUBURN HILLS, MI
KESTRA PRIVATE WEALTH SERVICES, LLC · Auburn Hills, MI
J.P. MORGAN SECURITIES LLC · AUBURN HILLS, MI
GIBBS WEALTH MANAGEMENT, LLC · Bloomfield Twp, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCHESTER HILLS, MI
LPL FINANCIAL LLC · ROCHESTER HILLS, MI
PREDMORE ADVISORS LLC · ROCHESTER HILLS, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Auburn Hills, MI

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