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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| WA | RA | APPROVED | 2021-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Seattle | WA | 03/2018 | 07/2019 |
| Apollo Robotic Technologies, Inc | Woodinville | WA | 07/2017 | 03/2018 |
| Morgan Stanley Private Bank, N.A. | Seattle | WA | 04/2018 | 07/2019 |
| Jpmorgan Chase Bank Na | Seattle | WA | 07/2019 | Present |
| Jpmorgan Securities Llc | Seattle | WA | 07/2019 | Present |
| Extreme Reach | Manchester | TN | 06/2017 | 06/2017 |
| Unemployed | Seattle | WA | 08/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-26 |
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