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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-08
MN RA APPROVED 2018-08-03
  • TX RA
    APPROVED_RES
    Since 2019-02-08
  • MN RA
    APPROVED
    Since 2018-08-03

Branch Locations

117 6Th Avenue East, Alexandria, MN 56308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bell Bank Alexandria MN 07/2012 04/2018
Cetera Investment Services Llc St. Cloud MN 06/2013 02/2017
Cetera Investment Advisers Llc Alexandria MN 06/2013 02/2017
Lpl Financial Llc Alexandria MN 02/2017 08/2018
Edward Jones Alexandria MN 08/2018 Present
Previous Registrations
Other Businesses

Commercial Rental Property Alexandria, MN Start date: 12/30/2019 Owner Hours per week: 2 Hours during trading: 0 Desc: Manage and maintain office space

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-21
  • S66 Uniform Combined State Law Examination
    2013-10-21
Other Names
  • Cody David Rieland

View on SEC IAPD

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