Best Investors
Account
Sign in
Best Investors
Account
Sign in
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-23 |
| CO | RA | APPROVED | 2015-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Arvada | CO | 07/2013 | Present |
| New York Life Insurance Company | Arvada | CO | 06/2013 | Present |
| Eagle Strategies Llc | Fort Collins | CO | 07/2015 | Present |
| High Point Financial Group, Llc | Windsor | CO | 01/2019 | Present |
| Arete Financial Group Llc | Windsor | CO | 08/2023 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; 4650 Royal Vista Circle, Windsor, CO 80550; Start Date 11/2018; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF HIGH POINT FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; WINDSOR, CO; START DATE: 01/2019] [Southside Land Group LLC; This business will build, own and lease a commercial building; 1887 Los Cabos Dr, Windsor CO 80550; Start Date 02/2022; Role/Title: Member; Investment Related; 40 hours per month; 0 hours per month during securities trading hours;I will be one of 9 members in this business, we will all share responsibilities of managing the real estate including but not limited to collecting rent, processing mortgage payment, maintaining the building, ensuring spaces are leased.] [Hilltop Beverage, LLC; This will be a retail liquor store business; 1887 Los Cabos Dr, Windsor CO 80550; Start Date 02/2022; Role/Title: Member; Not Investment Related; 40 hours per month; 10 hours per month during securities trading hours;I will share equal responsibility with the other 9 members to ensure the store is staffed. We will hire a GM to manage the day to day operations of the store and intend to be as passive as possible in the operations of the business] [OPERATING UNDER THE DBA NAME OF Arete Financial Group LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; WINDSOR CO; START DATE: 08/2023]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-30 |
Reach out to this advisor