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Chad Andrew Baxter

Cx Institutional, LLC

Blue Ash, OH

Lafayette, IN

Auburn, IN

CRD 6218834

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Employer firm

Cx Institutional, LLC CRD 292627

$4.46B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Cx Institutional, Llc

200 East 7Th Street, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-14
  • OH RA
    APPROVED
    Since 2024-10-14

Branch Locations

4555 Lake Forest Dr. Suite 160, Blue Ash, OH 45242 • United States

2925 Union Street, Lafayette, IN 47904 • United States

200 East 7Th Street, Auburn, IN 46706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Albany NY 08/2014 05/2018
Lpl Financial, Llc Cincinnati OH 06/2018 10/2024
Clarify Wealth Management, Inc. Cincinnati OH 06/2018 10/2024
Cx Institutional, Llc Blue Ash OH 10/2024 Present
  • 08/2014 → 05/2018
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 06/2018 → 10/2024
    Lpl Financial, Llc
    Cincinnati, OH
  • 06/2018 → 10/2024
    Clarify Wealth Management, Inc.
    Cincinnati, OH
  • 10/2024 → Present
    Cx Institutional, Llc
    Blue Ash, OH
Previous Registrations
  • 2018-06-22 → 2024-11-04
    Clarify Wealth Management
    Lafayette, IN
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-08
  • S66 Uniform Combined State Law Examination
    2016-07-08
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

ON INVESTMENT MANAGEMENT CO
STRATOS WEALTH ADVISORS LLC
THE MATHER GROUP, LLC

Nearby Investors

ERIC MATTHEW APONTE
Eric Joseph Fessler
ANDREW JAMES MIKOVCH

Nearby Offices

ON INVESTMENT MANAGEMENT CO · Blue Ash, OH
STRATOS WEALTH ADVISORS LLC · Cincinnati, OH
STRATOS WEALTH ADVISORS LLC · Cincinnati, OH

More in Blue Ash, OH

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