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Chad Andrew Baxter

Cx Institutional, LLC

Blue Ash, OH

Lafayette, IN

Auburn, IN

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Current Employers
Cx Institutional, Llc

200 East 7Th Street, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-14
  • OH RA
    APPROVED
    Since 2024-10-14

Branch Locations

4555 Lake Forest Dr. Suite 160, Blue Ash, OH 45242 • United States

2925 Union Street, Lafayette, IN 47904 • United States

200 East 7Th Street, Auburn, IN 46706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Albany NY 08/2014 05/2018
Lpl Financial, Llc Cincinnati OH 06/2018 10/2024
Clarify Wealth Management, Inc. Cincinnati OH 06/2018 10/2024
Cx Institutional, Llc Blue Ash OH 10/2024 Present
  • 08/2014 → 05/2018
    The Ayco Company, L.P./Mercer Allied
    Albany, NY
  • 06/2018 → 10/2024
    Lpl Financial, Llc
    Cincinnati, OH
  • 06/2018 → 10/2024
    Clarify Wealth Management, Inc.
    Cincinnati, OH
  • 10/2024 → Present
    Cx Institutional, Llc
    Blue Ash, OH
Previous Registrations
  • 2018-06-22 → 2024-11-04
    Clarify Wealth Management
    Lafayette, IN
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-08
  • S66 Uniform Combined State Law Examination
    2016-07-08
Designations

View on SEC IAPD

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