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4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
| VA | RA | APPROVED | 2024-10-25 |
Branch Locations
4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607 • United States
6720-B Rockledge Drive Suite 400, Bethesda, MD 20817 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Co | Glen Allen | VA | 06/2013 | 02/2020 |
| Mml Investors Services, Llc | Glen Allen | VA | 07/2013 | 02/2020 |
| Purshe Kaplan Sterliing Investments | Albany | NY | 06/2021 | 02/2026 |
| The Capital Group Investment Advisory Group, Llc | Bethesda | MD | 02/2020 | 10/2024 |
| The Capital Group Investment Advisory Services, Llc | Betheseda | MD | 02/2022 | 10/2024 |
| The Baldwin Group Wealth Advisors, Llc | Tampa | FL | 10/2024 | Present |
| The Baldwin Group | Tampa | FL | 10/2024 | Present |
| Lasalle Street Securites, Llc | Elmhurst | IL | 03/2026 | Present |
1- The Baldwin Group Wealth Advisors; Partner; fixed product sales/insurance/other fixed products 2- Mass Mutual; agent; receive commissions on past business 3-LaSalle Street Securities, Broker Dealer; Registered Representative 3- Financial Group of Virginia; receive monthly referral income from prior firm relationship for healthcare related business 4- The Baldwin Group Wealth Advisors; Partner/Retirement Plan Advisor; DBA for business that would not be considered RIA 5- The Baldwin Group Wealth Advisors; Partner/Retirement Plan Advisor; RIA business, specifically advising on retirement plans, personal wealth clients etc. in a fee based advisory capacity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-13 |
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