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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-01-08
  • CA RA
    APPROVED
    Since 2014-01-08

Branch Locations

20380 Town Center Lane Suite 210, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc San Jose CA 06/2013 Present
World Financial Group, Inc. San Jose CA 09/2011 Present
Anthem Blue Cross California Fresno CA 06/2014 Present
Kaiser Permanente Cupertino CA 03/2016 Present
Blue Shield California San Jose CA 02/2016 Present
Warner Pacific Insurance Services Westlake Village CA 10/2016 03/2024
Da Cheng Global Digital Tech Llc San Jose CA 01/2020 03/2024
Valley Health Plan San Jose CA 03/2024 Present
  • 06/2013 → Present
    Transamerica Financial Advisors, Inc
    San Jose, CA
  • 09/2011 → Present
    World Financial Group, Inc.
    San Jose, CA
  • 06/2014 → Present
    Anthem Blue Cross California
    Fresno, CA
  • 03/2016 → Present
    Kaiser Permanente
    Cupertino, CA
  • 02/2016 → Present
    Blue Shield California
    San Jose, CA
  • 10/2016 → 03/2024
    Warner Pacific Insurance Services
    Westlake Village, CA
  • 01/2020 → 03/2024
    Da Cheng Global Digital Tech Llc
    San Jose, CA
  • 03/2024 → Present
    Valley Health Plan
    San Jose, CA
Other Businesses

"Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." ANTHEM BLUE CROSS CALIFORNIA \ POSITION: INDEPENDENT CONTRACTOR NATURE: health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 220 Virginia Avenue Indiana, Indianapolis IN 46204 \ DESCRIPTION: Help clients apply for health insurance plan BLUE SHIELD CALIFORNIA \ POSITION: INDEPENDENT CONTRACTOR NATURE: Health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 2175 N California Blvd STE 250, Walnut Creek CA 94596 \ DESCRIPTION: Help clients to apply for health insurance plan KAISER PERMANENTE \ POSITION: INDEPENDENT CONTRACTOR NATURE: health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: One Kaiser Plaza, Oakland CA 94612 \ DESCRIPTION: help clients to apply for health insurance plan VALLEY HEALTH PLAN \ POSITION: Independent Contractor NATURE: Health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2024 ADDRESS: 2480 N First St #160, San Jose CA 95131 \ DESCRIPTION: Help clients apply for health insurance plan

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-31
S63 Uniform Securities Agent State Law Examination 2013-09-24
  • S65 Uniform Investment Adviser Law Examination
    2013-12-31
  • S63 Uniform Securities Agent State Law Examination
    2013-09-24

View on SEC IAPD

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