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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-01-08 |
Branch Locations
20380 Town Center Lane Suite 210, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | San Jose | CA | 06/2013 | Present |
| World Financial Group, Inc. | San Jose | CA | 09/2011 | Present |
| Anthem Blue Cross California | Fresno | CA | 06/2014 | Present |
| Kaiser Permanente | Cupertino | CA | 03/2016 | Present |
| Blue Shield California | San Jose | CA | 02/2016 | Present |
| Warner Pacific Insurance Services | Westlake Village | CA | 10/2016 | 03/2024 |
| Da Cheng Global Digital Tech Llc | San Jose | CA | 01/2020 | 03/2024 |
| Valley Health Plan | San Jose | CA | 03/2024 | Present |
"Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." ANTHEM BLUE CROSS CALIFORNIA \ POSITION: INDEPENDENT CONTRACTOR NATURE: health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 220 Virginia Avenue Indiana, Indianapolis IN 46204 \ DESCRIPTION: Help clients apply for health insurance plan BLUE SHIELD CALIFORNIA \ POSITION: INDEPENDENT CONTRACTOR NATURE: Health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 2175 N California Blvd STE 250, Walnut Creek CA 94596 \ DESCRIPTION: Help clients to apply for health insurance plan KAISER PERMANENTE \ POSITION: INDEPENDENT CONTRACTOR NATURE: health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2016 ADDRESS: One Kaiser Plaza, Oakland CA 94612 \ DESCRIPTION: help clients to apply for health insurance plan VALLEY HEALTH PLAN \ POSITION: Independent Contractor NATURE: Health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2024 ADDRESS: 2480 N First St #160, San Jose CA 95131 \ DESCRIPTION: Help clients apply for health insurance plan
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-24 |
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