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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-23 |
| NJ | RA | APPROVED | 2017-12-01 |
Branch Locations
1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Los Angeles | CA | 09/2015 | 11/2016 |
| Alessa Restaurant | Laguna Beach | CA | 11/2016 | 04/2017 |
| Unemployed | Redondo Beach | CA | 04/2017 | 09/2017 |
| Morgan Stanley Smith Barney Llc | Lawrenceville | NJ | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-27 |
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