Best Investors Account Sign in

Joseph L Williams

Fifth Third Securities, Inc.

Indianapolis, IN

Greenwood, IN

Indianapolis, IN

Indianapolis, IN

Indianapolis, IN

Indianapolis, IN

Indianapolis, IN

Indianapolis, IN

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-11-22
  • IN RA
    APPROVED
    Since 2019-11-22

Branch Locations

5914 Crawfordsville Road, Indianapolis, IN 46224 • United States

801 West Smith Valley Road, Greenwood, IN 46142 • United States

251 North Illinois St, Indianapolis, IN 46204 • United States

3995 Shelby Street, Indianapolis, IN 46227 • United States

5692 Georgetown Road, Indianapolis, IN 46254 • United States

5075 West Washington Street, Indianapolis, IN 46241 • United States

7921 S. Us 31, Indianapolis, IN 46227 • United States

4810 S Emerson Avenue, Indianapolis, IN 46203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 03/2016 12/2017
Lpl Financial, Llc Indianapolis IN 12/2017 11/2019
Global Retirement Partners, Llc Indianapolis IN 12/2017 11/2019
Fifth Third Bank Indianapolis IN 11/2019 Present
Fifth Third Securities Indianapolis IN 11/2019 Present
  • 03/2016 → 12/2017
    Pnc Investments
    Pittsburgh, PA
  • 12/2017 → 11/2019
    Lpl Financial, Llc
    Indianapolis, IN
  • 12/2017 → 11/2019
    Global Retirement Partners, Llc
    Indianapolis, IN
  • 11/2019 → Present
    Fifth Third Bank
    Indianapolis, IN
  • 11/2019 → Present
    Fifth Third Securities
    Indianapolis, IN
Previous Registrations
  • 2017-12-13 → 2019-12-03
    Global Retirement Partners Llc
    Indianapolis, IN
    San Rafael, CA
  • 2016-03-08 → 2017-12-19
    Pnc Wealth Management Llc
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2015-07-08 → 2016-02-26
    Cetera Investment Advisers Llc
    Carmel, IN
  • 2012-10-01 → 2015-06-15
    J.P. Morgan Securities Llc
    Zionsville, IN
  • 2011-11-29 → 2012-10-01
    Chase Investment Services Corp.
    Zionsville, IN
    Carmel, IN
  • 2007-11-27 → 2011-11-04
    Key Investment Services Llc
    Dayton, OH
    Indianapolis, IN
    Noblesville, IN
  • 2004-06-10 → 2007-11-20
    Natcity Investments, Inc.
    Lebanon, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Lebanon, IN
    Indianapolis, IN
    Zionsville, IN
  • 2003-03-25 → 2004-06-03
    Banc One Securities Corporation
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-15
S63 Uniform Securities Agent State Law Examination 1999-01-14
  • S65 Uniform Investment Adviser Law Examination
    1999-11-15
  • S63 Uniform Securities Agent State Law Examination
    1999-01-14
Other Names
  • Joseph Lemont Williams
  • Joseph Lemont Williams
  • Joseph Lamont Williams

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor