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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2013 | 12/2017 |
| Lpl Financial Llc | Lagrange | IN | 12/2017 | Present |
| Farmers State Bank | Lagrange | IN | 12/2017 | Present |
1) 04/10/2019 - Precision Financial Group - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:04/02/2019 - 175 hrs/mo - 140 hrs during trading. 2) 8/5/2020 - Westview Jr. Sr. High School - Not Investment Related - 1635 S 600 W Topeka, IN 46571 - Outside/W-2 Employment - Varsity Assistant Girls Basketball Coach - Start Date: 8/24/2020 - 30 Hours Per Month/2 Hours During Securities Trading. 3) 08/20/2021 - ICAG Ins Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/21/2021 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-05 |
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