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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Lagrange | IN | 02/2015 | 11/2017 |
| Lpl Financial Llc | Lagrange | IN | 11/2017 | 09/2019 |
| Ruoff Mortgage Company | Fort Wayne | IN | 09/2019 | 09/2021 |
| Lpl Financial Llc | Lagrange | IN | 09/2021 | Present |
| Farmers State Bank | Lagrange | IN | 09/2021 | Present |
1) 9/2021- Precision Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Lagrange, IN 2) 10/13/2022 - Savvi - Not Investment Related - Home Based - Direct Sales - Brand Ambassador, Sales - Start Date - 09/27/2022 - 10 Hours Per Month/0 Hours During Securities Trading 3) 09/09/2024 - SkyPoint Social Services - Outside/W-2 Employment - Direct Service Professional - Not Investment Related - Home Based - Start Date 09/20/2024 - 40 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-20 |
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