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CRD 5622565
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-11-29 |
| MI | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
516 S Detroit St, Lagrange, IN 46761 • United States
100 N Main St, Stroh, IN 46789 • United States
107 N Main St, Wolcottville, IN 46795 • United States
105 S Wayne St, Fremont, IN 46737 • United States
109 N Main St, Topeka, IN 46571 • United States
110 W Walnut St, Shipshewana, IN 46565 • United States
1800 N Wayne St, Angola, IN 46703 • United States
3840 E Bellenfountaine Rd, Hamilton, IN 46742 • United States
400 N Benton St, Millersburg, IN 46543 • United States
5485 N Sr 9, Howe, IN 46746 • United States
809 W Chicago Rd, Sturgis, MI 49091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Lagrange | IN | 11/2008 | 11/2017 |
| Lpl Financial Llc | Wolcottville | IN | 11/2017 | Present |
1) 04/10/2019 - Precision Financial Group - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:04/02/2019 - 175 hrs/mo - 140 hrs during trading. 2) 4/13/2021 - ICAG Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 4/12/2021 - 15 Hours Per Month/15 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-12 |
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