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Craig Ralph Woodmansee

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-09-19
  • IL RA
    APPROVED
    Since 2018-09-19

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2013 02/2017
Wolverine Execution Services, Llc Chicago IL 03/2017 08/2018
First Trust Portfolios L.P. Wheaton IL 08/2018 Present
First Trust Advisors L.P. Wheaton IL 08/2018 Present
  • 06/2013 → 02/2017
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2017 → 08/2018
    Wolverine Execution Services, Llc
    Chicago, IL
  • 08/2018 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2018 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-07-31
  • S63 Uniform Securities Agent State Law Examination
    2013-07-31
Designations
Other Names
  • Craig R Woodmansee
  • Craig Ralph Woodmansee

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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