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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-02-18 |
| TX | RA | APPROVED | 2022-02-17 |
Branch Locations
5255 North Edgewood Drive Suite 275, Provo, UT 84604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo | UT | 04/2014 | 02/2022 |
| Bank Of America, N.A. | Provo | UT | 08/2018 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Provo | UT | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-09 |
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