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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-16
ND RA APPROVED 2020-02-04
  • MN RA
    APPROVED
    Since 2021-07-16
  • ND RA
    APPROVED
    Since 2020-02-04

Branch Locations

500 2Nd Ave. North, Fargo, ND 58102 • United States

Detroit Lakes, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gander Mountain Fargo ND 12/2014 07/2017
Unemployed Fargo ND 07/2017 10/2017
Gate City Bank Fargo ND 10/2017 Present
Lpl Financial, Llc Fargo ND 08/2019 Present
  • 12/2014 → 07/2017
    Gander Mountain
    Fargo, ND
  • 07/2017 → 10/2017
    Unemployed
    Fargo, ND
  • 10/2017 → Present
    Gate City Bank
    Fargo, ND
  • 08/2019 → Present
    Fargo, ND
Previous Registrations
Other Businesses

1)8/22/19- Gate City Investment Services -DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 3/8/2021 - Gate City Insurance Agency, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/23/2021 - 10 Hours Per Month/1 Hour During Securities Trading. 3) 04/02/2025 - Gate City Bank - Investment Related - Financial Institution Duty - At Reported Business Location(s) - Start Date:03/26/2025 - 2 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-24
  • S66 Uniform Combined State Law Examination
    2020-01-24

View on SEC IAPD

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