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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-02-26
  • PA RA
    APPROVED
    Since 2018-02-26

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Chester County Hospital West Chester PA 05/1991 01/2018
Berwyn Fire Company Berwyn PA 05/2013 Present
Metlife Securities Plymouth Meeting PA 03/2016 03/2017
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
Massachusetts Mutual Life Insurance Company Newton Square PA 03/2017 Present
  • 05/1991 → 01/2018
    The Chester County Hospital
    West Chester, PA
  • 05/2013 → Present
    Berwyn Fire Company
    Berwyn, PA
  • 03/2016 → 03/2017
    Metlife Securities
    Plymouth Meeting, PA
  • 03/2017 → Present
    Newtown Square, PA
  • 03/2017 → Present
    Massachusetts Mutual Life Insurance Company
    Newton Square, PA
Other Businesses

Name: Eric Sharpe Inv rel: N Add: 606 Waterfall Way Phoenixville, PA 19460 Nature: Paramedic Position: Employee Start date: 01/2016 No. HR/MO: 20 No. HR/MO during sec trading: 4 Describe duties: Care for the sick and injured 2)Name: Eric W. Sharpe Inv rel: Y Add: 16 Campus Blvd Newtown Square PA 19073 Nature: Outside Insurance Sales Position: Agent Start date: 7/19/2022 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: Sell Life & Health 3) Name: Washington Memorial Chapel Inv rel: Y Add: 2000 Valley Forge Park Rd, King of Prussia, PA 19406 Nature: Volunteer position Position: Vestry Member and Accounting Warden Start date: 02/01/2023 No. HR/MO: 10 No. HR/MO during sec trading: 0 Describe duties: The basic responsibilities of the vestry are to help define and articulate the mission of the congregation; to support the church's mission by word and deed to ensure effective organization and planning, and to manage resources and finances. Approve budget and bills. Account access with check approval authority

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-06
S63 Uniform Securities Agent State Law Examination 2015-02-02
  • S65 Uniform Investment Adviser Law Examination
    2018-02-06
  • S63 Uniform Securities Agent State Law Examination
    2015-02-02
Other Names
  • Eric Wells Sharpe

View on SEC IAPD

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