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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-05-24 |
| TX | RA | APPROVED_RES | 2024-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2013 | 03/2018 |
| The O.N. Equity Sales Company | Cincinnati | OH | 03/2018 | 12/2020 |
| Ohio National Financial Services | Cincinnati | OH | 03/2018 | 06/2021 |
| Dustin Sylvester Insurance Agency | Wichita | KS | 07/2021 | 11/2021 |
| State Farm Vp Management Corp | Wichita | KS | 07/2021 | 11/2021 |
| Lpl Financial Llc | Wichita | KS | 04/2024 | Present |
| Unemployed | Wichita | KS | 12/2021 | 02/2022 |
| Catholic Charities | Wichita | KS | 03/2022 | 03/2024 |
1) 04/23/2024 - Bergkamp Financial / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date 04/10/2024 - 160 Hrs per month / 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-28 |
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