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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-19 |
Branch Locations
1250 Capital Of Texas Hwy S. #2-125, Austin, TX 78746 • United States
Round Rock, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Austin | TX | 04/2016 | Present |
| Kestra Investment Services, Llc | Austin | TX | 09/2015 | Present |
Business Name: Clay Johnson Investment Related: No Address: 1628 Wilhurst St. Jackson MS 39211 Nature of Business: Other Other/None of the Above Data Collection Position, Title or Relationship: Owner Start Date: 10/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I call participants of grants and ask a series of questions to see if the program is doing what is supposed to be doing. I then report back to the consulting firm that pays me. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-19 |
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