Best Investors Account Sign in

Elise D Defenbaugh

Morgan Stanley

Edwardsville, IL

Chicago, IL

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-02
TX RA APPROVED 2021-08-02
  • IL RA
    APPROVED
    Since 2021-08-02
  • TX RA
    APPROVED
    Since 2021-08-02

Branch Locations

6181 Bennett Drive Suite 200, Edwardsville, IL 62025 • United States

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Peoria IL 06/2013 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2018 08/2021
Morgan Stanley Smith Barney Llc Chicago IL 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-18
  • S66 Uniform Combined State Law Examination
    2019-10-18
Other Names
  • Elise Danielle Defenbaugh
  • Elise Defenbaugh

View on SEC IAPD

Other Firms

BENJAMIN F. EDWARDS & COMPANY, INC.
CHARLES SCHWAB & CO., INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EQUITABLE ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
MUTUAL ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

TRISHA RENEA PETROSKUS
KATRINA MARIE AMOS
NICOLE E NONN
KYLE LEE JACKSON
Maxwell D Elbe
ANGELA M WAKEFORD
JASON ERIC JENSEN
PAUL JAMES BAESKE

Other Offices

BENJAMIN F. EDWARDS & COMPANY, INC. · EDWARDSVILLE, IL
CHARLES SCHWAB & CO., INC. · Edwardsville, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Edwardsville, IL
EQUITABLE ADVISORS, LLC · EDWARDSVILLE, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Edwardsville, IL
EDWARD JONES · EDWARDSVILLE, IL
MUTUAL ADVISORS, LLC · Edwardsville, IL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Glen Carbon, IL

More in Edwardsville, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor