Caleb Wayne Vaughan

Current Employers

Employment History

• 04/2014 → 04/2019
  Concourse Financial Group (Formerly Proequities Inc)
  Greensboro, NC
• 06/2013 → 04/2019
  Dmj Wealth Advisors
  Greensboro, NC
• 04/2019 → 05/2022
  Kestra Investment Services, Llc
  Glen Allen, VA
• 05/2022 → Present
  Rfg Advisory, Llc Dba Rva Wealth Management
  Glen Allen, VA
• 04/2019 → 05/2022
  Kestra Advisory Services, Llc
  Glen Allen, VA

Previous Registrations

• 2019-04-25 → 2022-05-09
  Kestra Advisory Services, Llc
  Austin, TX
  Glen Allen, VA
• 2015-02-05 → 2019-05-03
  Concourse Financial Group Securities, Inc.
  Greensboro, NC

Other Businesses

(1) Business Name: RVA Wealth Management Investment Related: Yes Address: 4510 Cox Road, Suite 201, Glen Allen, VA 23060, Nature of Business: Advisory Activities through RFG Advisory, LLC using a DBA name. Position, Title or Relationship: Associate Financial Advisor Start Date: 5/6/2022. Hours per month: 160. Hours per month during trading hours: 160. Duties: Investment advisory services. (2) Ash Brokerage Insurance Solutions. Investment Related: Yes. Address: 888 S. Harrison St #900, Fort Wayne, IN 46802. Insurance: Variable and Health. Agent since 04/2019. 30 hours per month; 30 hours per month during securities trading hours. Duties: Advice.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-05

Designations