Best Investors Account Sign in

Nicolas Andrew Barone

Truist Advisory Services, Inc.

Orlando, FL

Claim This Profile
Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-11
FL RA APPROVED 2017-01-19
  • TX RA
    APPROVED_RES
    Since 2020-12-11
  • FL RA
    APPROVED
    Since 2017-01-19

Branch Locations

2300 E Colonial Dr, Orlando, FL 32803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Oviedo FL 06/2013 11/2016
Wells Fargo Bank Na Oviedo FL 09/2011 11/2016
Wells Fargo Clearing Services, Llc Oviedo FL 11/2016 12/2016
Truist Investment Services, Inc Orlando FL 12/2016 Present
Truist Advisory Serviceds, Inc. Orlando FL 12/2016 Present
  • 06/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Oviedo, FL
  • 09/2011 → 11/2016
    Wells Fargo Bank Na
    Oviedo, FL
  • 11/2016 → 12/2016
    Wells Fargo Clearing Services, Llc
    Oviedo, FL
  • 12/2016 → Present
    Truist Investment Services, Inc
    Orlando, FL
  • 12/2016 → Present
    Truist Advisory Serviceds, Inc.
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-03
S63 Uniform Securities Agent State Law Examination 2013-08-13
  • S66 Uniform Combined State Law Examination
    2014-04-03
  • S63 Uniform Securities Agent State Law Examination
    2013-08-13
Other Names
  • Nicolas Barone

View on SEC IAPD

Other Firms

SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB & CO., INC.
TIMOTHY PARTNERS, LTD.
FIDUCIARY FIRST
WEALTHSPIRE RETIREMENT ADVISORY
CORNERSTONE TRUST MANAGEMENT SERVICES LLC
EDELMAN FINANCIAL ENGINES
FUND ADVISORS OF AMERICA INC

Other Investors

Christopher L Turner
CHRISTOPHER CARL BLOHM
James Hasting Benoit
AARON LEE PHELPS
Kevin S Murphy
Craig J Miller
Mark D Miller
Ricky M Parker

Other Offices

SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL

More in Orlando, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor