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James Eric Moore

Edward Jones

Rock Hill, SC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-07-14
  • SC RA
    APPROVED
    Since 2021-07-14

Branch Locations

2460 India Hook Rd Suite 103, Rock Hill, SC 29732 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank York SC 08/2017 Present
First Citizens Investor Services Raleigh NC 10/2017 Present
Park Sterling Bank Rock Hill SC 08/2016 08/2017
Edward Jones St Louis MO 04/2021 Present
  • 08/2017 → Present
    First Citizens Bank
    York, SC
  • 10/2017 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 08/2016 → 08/2017
    Park Sterling Bank
    Rock Hill, SC
  • 04/2021 → Present
    Edward Jones
    St Louis, MO
Other Businesses

Door Dash Type: Delivery Date: 07/04/24 Title: Dasher Trad Hrs: 0 Tot Hrs: 10 Desc: Pick up food and drop it off City-State: San Francisco CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-13
S63 Uniform Securities Agent State Law Examination 2017-12-11
  • S66 Uniform Combined State Law Examination
    2021-07-13
  • S63 Uniform Securities Agent State Law Examination
    2017-12-11

View on SEC IAPD

Other Firms

BNA WEALTH
INTENTIONAL
ADVISORY SERVICES NETWORK
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
MACAULAY & ASSOCIATES, LLC

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Daniel McClain Hudspeth
JOSEPH ROBERT ZARZYCKI
Gregory Scott Vezzosi
Michael Penn
JAMES E ROBERTS

Other Offices

BNA WEALTH · ROCK HILL, SC
EDWARD JONES · Rock Hill, SC
INTENTIONAL · FORT MILL, SC
ADVISORY SERVICES NETWORK · Fort Mill, SC
LPL FINANCIAL LLC · FORT MILL, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
EDWARD JONES · FORT MILL, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

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