Daniel Adler

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Prudential Insurance Company Of America
  Liverpool, NY
• 07/2014 → 11/2024
  Pruco Securities, Llc.
  Liverpool, NY
• 07/2014 → Present
  Prudential Insurance Company Of America
  Dewitt, NY
• 07/2014 → 11/2024
  Pruco Securities, Llc.
  Dewitt, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Syracuse, NY

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  Syracuse, NY
  Liverpool, NY
  Syracuse, NY

Other Businesses

1) 11/14/2024 - CareValue - Medicare Advantage - Non-Variable Insurance - Inv Related - At SYRACUSE, NY - Start Date 01/01/2019 - 2hrs/mth - 0hrs/mth During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 03/09/2026-Segouin Fire Protection, LLC-Owner-Not inv related-At Baldwinsville, NY-Start date 01/28/2026-1hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-08
• S63 Uniform Securities Agent State Law Examination
  2014-08-29

Designations

• Certified Financial Planner