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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-28
NY RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2026-04-28
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Plum St Ste 301, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Liverpool NY 07/2014 Present
Pruco Securities, Llc. Liverpool NY 07/2014 11/2024
Prudential Insurance Company Of America Dewitt NY 07/2014 Present
Pruco Securities, Llc. Dewitt NY 07/2014 11/2024
Lpl Enterprise, Llc Syracuse NY 11/2024 Present
Previous Registrations
Other Businesses

1) 11/14/2024 - CareValue - Medicare Advantage - Non-Variable Insurance - Inv Related - At SYRACUSE, NY - Start Date 01/01/2019 - 2hrs/mth - 0hrs/mth During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 03/09/2026-Segouin Fire Protection, LLC-Owner-Not inv related-At Baldwinsville, NY-Start date 01/28/2026-1hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-08
S63 Uniform Securities Agent State Law Examination 2014-08-29
  • S65 Uniform Investment Adviser Law Examination
    2015-06-08
  • S63 Uniform Securities Agent State Law Examination
    2014-08-29
Designations

View on SEC IAPD

Other Firms

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Other Offices

More in Syracuse, NY

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