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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-28 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Liverpool | NY | 07/2014 | Present |
| Pruco Securities, Llc. | Liverpool | NY | 07/2014 | 11/2024 |
| Prudential Insurance Company Of America | Dewitt | NY | 07/2014 | Present |
| Pruco Securities, Llc. | Dewitt | NY | 07/2014 | 11/2024 |
| Lpl Enterprise, Llc | Syracuse | NY | 11/2024 | Present |
1) 11/14/2024 - CareValue - Medicare Advantage - Non-Variable Insurance - Inv Related - At SYRACUSE, NY - Start Date 01/01/2019 - 2hrs/mth - 0hrs/mth During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 03/09/2026-Segouin Fire Protection, LLC-Owner-Not inv related-At Baldwinsville, NY-Start date 01/28/2026-1hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-29 |
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