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8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-03-27 |
Branch Locations
14500 N Northsight Blvd, Scottsdale, AZ 85260 • United States
8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2013 | 04/2021 |
| Geneos Wealth Management Inc | Mesa | AZ | 09/2021 | 02/2023 |
| Generational Wealth Planning | Mesa | AZ | 09/2021 | 02/2023 |
| Unemployed | Phoenix | AZ | 04/2021 | 09/2021 |
| Generational Portfolio Design, Llc | Mesa | AZ | 06/2022 | 01/2023 |
| Simplicity Group | Phoenix | AZ | 02/2023 | 09/2023 |
| Simplicity Wealth | Phoenix | AZ | 02/2023 | 09/2023 |
| Arizona Christian University | Glendale | AZ | 01/2022 | 05/2023 |
| John Moore & Associates | Albuquerque | NM | 09/2023 | Present |
| John Moore & Associates | Albuquerque | NM | 03/2024 | Present |
1) Valley Stewardship LLC; Manage/Member; Investment related: No; 2015 E Wahalla Ln Phoenix AZ 85024 United States; This is an LLC that I'm not currently using. I set it up as a holding company for commissions at my previous firm. There is no business activity being used for this LLC, as it remains dormant. If I decide to use the LLC in the future, then I will notify compliance prior to doing so.; Duties: Nothing at the moment; 2021-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-08-01 |
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