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Current Employers
John Moore & Associates Inc

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-27
  • AZ RA
    APPROVED
    Since 2024-03-27

Branch Locations

14500 N Northsight Blvd, Scottsdale, AZ 85260 • United States

8220 San Pedro Dr Ne Suite 310, Albuquerque, NM 87113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2013 04/2021
Geneos Wealth Management Inc Mesa AZ 09/2021 02/2023
Generational Wealth Planning Mesa AZ 09/2021 02/2023
Unemployed Phoenix AZ 04/2021 09/2021
Generational Portfolio Design, Llc Mesa AZ 06/2022 01/2023
Simplicity Group Phoenix AZ 02/2023 09/2023
Simplicity Wealth Phoenix AZ 02/2023 09/2023
Arizona Christian University Glendale AZ 01/2022 05/2023
John Moore & Associates Albuquerque NM 09/2023 Present
John Moore & Associates Albuquerque NM 03/2024 Present
  • 06/2013 → 04/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2021 → 02/2023
    Mesa, AZ
  • 09/2021 → 02/2023
    Generational Wealth Planning
    Mesa, AZ
  • 04/2021 → 09/2021
    Unemployed
    Phoenix, AZ
  • 06/2022 → 01/2023
    Generational Portfolio Design, Llc
    Mesa, AZ
  • 02/2023 → 09/2023
    Simplicity Group
    Phoenix, AZ
  • 02/2023 → 09/2023
    Phoenix, AZ
  • 01/2022 → 05/2023
    Arizona Christian University
    Glendale, AZ
  • 09/2023 → Present
    John Moore & Associates
    Albuquerque, NM
  • 03/2024 → Present
    John Moore & Associates
    Albuquerque, NM
Previous Registrations
Other Businesses

1) Valley Stewardship LLC; Manage/Member; Investment related: No; 2015 E Wahalla Ln Phoenix AZ 85024 United States; This is an LLC that I'm not currently using. I set it up as a holding company for commissions at my previous firm. There is no business activity being used for this LLC, as it remains dormant. If I decide to use the LLC in the future, then I will notify compliance prior to doing so.; Duties: Nothing at the moment; 2021-10-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-08-01
  • S63 Uniform Securities Agent State Law Examination
    2013-08-01
Designations
Other Names
  • Andy Ferguson

View on SEC IAPD

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