Alan Shaw

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 04/2026
  J.P. Morgan Securities Llc
  Bloomfiled Hills, MI
• 07/2013 → 04/2026
  J.P. Morgan Chase Bank, N.A.
  Bloomfiled Hills, MI
• 05/2026 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY
• 04/2026 → Present
  Morgan Stanley Smith Barney Llc
  Austin, TX

Previous Registrations

• 2024-02-23 → 2026-04-07
  J.P. Morgan Securities Llc
  Birmingham, MI
  Dallas, TX
  Austin, TX

Other Businesses

Manta Health (Rincon Labs Inc.) / Not Investment Related / Venice, CA / Healthcare / Owner, Partner / Start 08-October-2025 / 0-10 hours per week / 0 during trading / Manta Health is a healthcare IT startup that I would like to be an angel investor for via a SAFE. I will have no direct involvement in the company, simply a passive minority investor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-23
• S63 Uniform Securities Agent State Law Examination
  2013-09-30

Other Names

• Alan Shaw
• Alan Jeffrey Shaw