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Thuy Truc Huong Diep

U.S. Bancorp Advisors, LLC

San Jose, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

2875 The Villages Pkwy, San Jose, CA 95135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Jose CA 05/2013 03/2018
Chase San Jose CA 03/2018 11/2018
Citigroup Fremont CA 11/2018 04/2021
U.S. Bancorp Investments, Inc. San Jose CA 04/2021 02/2026
U.S. Bank San Jose CA 04/2021 Present
U.S. Bancorp Advisors, Llc San Jose CA 02/2026 Present
  • 05/2013 → 03/2018
    Jp Morgan Securities Llc
    San Jose, CA
  • 03/2018 → 11/2018
    Chase
    San Jose, CA
  • 11/2018 → 04/2021
    Citigroup
    Fremont, CA
  • 04/2021 → 02/2026
    U.S. Bancorp Investments, Inc.
    San Jose, CA
  • 04/2021 → Present
    U.S. Bank
    San Jose, CA
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    San Jose, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-05
S63 Uniform Securities Agent State Law Examination 2013-08-14
  • S66 Uniform Combined State Law Examination
    2020-05-05
  • S63 Uniform Securities Agent State Law Examination
    2013-08-14
Other Names
  • Thuy T Diep
  • Thuy Huong Truc Diep
  • Thuy H Diep
  • Thuy Diep
  • Thuy Truchuong Diep

View on SEC IAPD

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