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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-10-02
TX RA APPROVED 2020-10-02
  • NJ RA
    APPROVED
    Since 2020-10-02
  • TX RA
    APPROVED
    Since 2020-10-02

Branch Locations

502 Carnegie Center Suite 101, Princeton, NJ 08540-6289 • United States

Allentown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New Brunswick NJ 06/2013 10/2020
Morgan Stanley Private Bank, N.A. New York NY 05/2019 10/2020
Rbc Capital Markets, Llc Princeton NJ 10/2020 Present
Morgan Stanley Private Bank, N.A New York NY 05/2019 10/2020
City National Bank Princeton NJ 10/2020 Present
  • 06/2013 → 10/2020
    New Brunswick, NJ
  • 05/2019 → 10/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2020 → Present
    Princeton, NJ
  • 05/2019 → 10/2020
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 10/2020 → Present
    City National Bank
    Princeton, NJ
Previous Registrations
  • 2013-08-23 → 2020-10-15
    Lawrenceville, NJ
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-22
  • S66 Uniform Combined State Law Examination
    2013-08-22
Designations
Other Names
  • Brett Michael Scharf
  • Brett Scharf

View on SEC IAPD

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