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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
3808 Lexington Rd, Louisville, KY 40207 • United States
2115 E Spring St, New Albany, IN 47150 • United States
3501 Springhurst Comn Dr, Louisville, KY 40241 • United States
9905 Dixie Hwy, Louisville, KY 40272 • United States
4951 Brownsboro Rd, Louisville, KY 40222 • United States
3095 Breckenridge Ln, Louisville, KY 40220 • United States
4021 Dixie Hwy, Louisville, KY 40216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities, Llc | Louisville | KY | 11/2014 | 03/2017 |
| The Prudential Insurance Company Of America | Columbus | OH | 03/2017 | 12/2018 |
| Pruco Securities, Llc | Columbus | OH | 03/2017 | 12/2018 |
| Pnc Investments | Louisville | KY | 12/2018 | 12/2019 |
| Dpl Financial Partners | Louisville | KY | 05/2020 | 09/2020 |
| The Leaders Group, Inc. | Littleton | CO | 06/2020 | 09/2020 |
| Unemployed | Louisville | KY | 12/2019 | 05/2020 |
| Wealthmd Corporation | Louisville | KY | 04/2021 | 07/2021 |
| Unemployed | Louisville | KY | 09/2020 | 04/2021 |
| Ameriprise Financial Services, Llc | Louisville | KY | 08/2021 | 12/2023 |
| U.S. Bancorp Investments, Inc. | Louisville | KY | 12/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Louisville | KY | 02/2026 | Present |
1.) Forest Springs HOA; Not investment-related; Louisville, KY; Neighborhood Homeowners' Association; Board member; Resident of the Forest Springs neighborhood; 9/2024; 6 hours/month; 0 hours/trading; Attending monthly board meetings, potentially serving on board sub-committees, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-20 |
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