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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-18 |
| MN | RA | APPROVED | 2016-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. Paul | MN | 05/2016 | Present |
| Bank Of America, N.A. | St. Paul | MN | 07/2016 | Present |
I*94439 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DOWN SYNDROME FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: EDEN PRAIRIE, MINNESOTA 55346 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 01/06/2014 NUMBER OF HOURS DEVOTED: 6 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE DOWN SYNDROME FOUNDATION SUPPORTS FAMILIES THAT HAVE A CHILD WITH DOWN SYNDROME. THEY CONDUCT A YEARLY CAMP THAT ALLOWS CHILDREN WITH DOWN SYNDROME TO PARTICIPATE IN ACTIVITIES THEY WOULD NOT NORMALLY DO. I AM A BOARD MEMBER. I*94440 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MINNESOTA VALLEY YOUNG LIFE INVESTMENT RELATED: N ADDRESS OF BUSINESS: BURNSVILLE, MINNESOTA 55337 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/2/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: YOUNG LIFE IS A CHRISTIAN ORGANIZATION WHICH HELPS MIDDLE AND HIGH SCHOOL KIDS WITH CHRISTIAN ACTIVITIES. I AM A COMMITTEE MEMBER THAT OVERSEES THE ORGANIZATIONS OPERATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-19 |
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