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Daniel Lee Dedecker

Spectrum Investment Advisors, Inc.

Mequon, WI

CRD 6212124

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Employer firm

Spectrum Investment Advisors, Inc. CRD 108669

$1.06B regulatory AUM 109 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • ADVICE ON MATTERS NOT INVOLVING SECURITIES.

From the firm’s Form ADV. Read the guides:

Current Employers
Spectrum Investment Advisors, Inc.

6329 West Mequon Road, Mequon, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-06-18
  • WI RA
    APPROVED
    Since 2020-06-18

Branch Locations

6329 West Mequon Road, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Milwaukee WI 06/2014 12/2016
Alpha Investment Consulting Milwaukee WI 01/2017 12/2019
Spectrum Investment Advisors, Inc. Milwaukee WI 03/2020 Present
  • 06/2014 → 12/2016
    Bmo Harris Bank
    Milwaukee, WI
  • 01/2017 → 12/2019
    Alpha Investment Consulting
    Milwaukee, WI
  • 03/2020 → Present
    Milwaukee, WI
Previous Registrations
  • 2013-11-26 → 2014-09-17
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-30
  • S65 Uniform Investment Adviser Law Examination
    2020-05-30
Other Names
  • Daniel Lee Dedecker

View on SEC IAPD

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