Derek Preston Budd

Current Employers

Employment History

• 07/2016 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2014-10-10 → 2016-07-18
  Msi Financial Services, Inc.
  Indianapolis, IN
  New York, NY
  Jasper, IN

Other Businesses

1. Co-Owner, Eagle Crest Financial Services Inc., a private entity est. to facilitate securities, advisory, and insurance business; As of 01/01/20; 5% time spent during regular business hours; Conducted at branch; Investment related. 2. Owner and President, Derek P. Budd, LLC, a private entity established as an S-Corp for personal tax and accounting purposes; As of 01/01/2017; 5% time spent during regular business hours; Conducted at branch location; Investment related. 3. Fixed Insurance Sales conducted under the name 'Eagle Crest Financial Services'; Conducted at branch; Investment related. 4. Part Owner, BKT Properties, LLC, entity est. to own and manage commercial and residential property located in Jasper, IN; As of 02/26/19; 1% time during business hours; Conducted at branch; Investment related. 5. Owner, Budd Haven, LLC, an entity created for the purpose of owning & managing recreational land in Branchville, IN, as of 6/6/22; 0% of time spent during business hours; Not conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-11
• S63 Uniform Securities Agent State Law Examination
  2013-08-15