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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-02-22 |
| IA | RA | APPROVED | 2015-09-11 |
| MN | RA | APPROVED | 2015-09-11 |
Branch Locations
222 N Main, Chariton, IA 50049 • United States
Derby, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chariton | IA | 10/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Chariton | IA | 03/2020 | Present |
Board of Directors; CB&Q Freight House LLC; Secretary; 1115 Auburn Ave, , Chariton, IA, 50049; Not Investment-Related; 01/28/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Lucas County Preservation Alliance; Secretary; 106 N Grand, , Chariton, IA, 50049; Not Investment-Related; 12/17/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Cirksena, Knight, Jacobsen, Sieps & Kresse, LLC; Financial Advisor; Manage advisory business; 222 N Main St, , Chariton, IA, 50049; Investment-Related; 08/06/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Chariton High School Class 2011 Reunion Committee; Committee for the Chariton High School Class of 2011 reunion.; 44776 145th Ave, , Chariton, IA, 50068; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 0 during trading hours / SPLASH; Navigator of youth philanthropy non-profit group that grants to other non-profit organizations in our community and provides youth service involvement opportunities.; 108 N Grand St, , Chariton, IA, 50049; Not Investment-Related; 09/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-10 |
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