Denise Lynnette Storm

Current Employers

Employment History

• 08/2011 → Present
  Sagepoint Financial
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Chariton, IA

Previous Registrations

• 2011-09-22 → 2023-09-01
  Osaic Services, Inc.
  Chariton, IA
  Omaha, NE
• 2010-06-02 → 2011-09-21
  Securities America Advisors, Inc.
  Chariton, IA
• 2007-06-19 → 2010-06-02
  Cetera Investment Services Llc
  West Des Moines, IA
  Chariton, IA
• 2004-10-18 → 2007-06-18
  Spectrum Capital, Llc
  Corydon, IA
  Corydon, IA

Other Businesses

1. DENISE L STORM-FARM POSITION: owner NATURE: my husband and I INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 41929 220th Ave, Chariton IA 50049, United States DESCRIPTION: We have farmland, CPR, and livestock. I do what needs done 2. DENISE L STORM POSITION: owner NATURE: Sole Pro INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/04/1995 ADDRESS: 41929 220th Ave, Chariton IA 50049 DESCRIPTION: Nothing 3. STORM FINANCIAL SERVICES PLLC-CPA POSITION: President NATURE: Other - Professional Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 09/01/2011 ADDRESS: 1010 Braden Ave, Chariton IA 50049, United States DESCRIPTION: Storm Financial Services is a CPA firm that provides monthly accounting and bookkeeping for small businesses. I check over the employees work. We also tax preparation for small businesses and individuals. 4. FIRST UNITED METHODIST CHURCH POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 923 Roland Ave, Chariton IA 50049, United States DESCRIPTION: I am a board member. I am not a representative on any of their accounts, nor do have have any authority to do anything. We try to improve our church in all ways. 5. DENISE L STORM-RENTAL POSITION: owner NATURE: Sole Pro INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2011 ADDRESS: 41929 220th Ave, Chariton IA 50049, United States DESCRIPTION: Real estate owner 6. EXTENSION COUNCIL POSITION: Council Member NATURE: non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 41929 220th Ave, Chariton IA 50049, United States DESCRIPTION: We, the nine member board, direct the county extension. 7. STORM FINANCIAL SERVICES PLLC-INSURANCE POSITION: Pres NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2011 ADDRESS: 1010 Braden Ave, Chariton IA 50049, United States DESCRIPTION: I sometimes sell fixed annuity or fixed life products not through SagePoint.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-11
• S63 Uniform Securities Agent State Law Examination
  1996-07-10

Designations

Other Names

• Denise Lynnette Tuttle
• Denise Lynnette Tuttle Storm