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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-25 |
| IA | RA | APPROVED | 2024-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnny'S Italian Steakhouse | Altoona | IA | 08/2016 | 07/2020 |
| Guardian Life Insurance Company | Clive | IA | 05/2019 | 01/2024 |
| Park Avenue Securities | Clive | IA | 05/2019 | 01/2024 |
| Nylife Securities Llc | Ankeny | IA | 02/2024 | Present |
| New York Life Insurance Co | Ankeny | IA | 01/2024 | Present |
| Financial Architects | Clive | IA | 03/2019 | 01/2024 |
| Iowa State University | Ames | IA | 06/2016 | 05/2020 |
| Eagle Strategies Llc | Ankeny | IA | 02/2024 | Present |
| Felton Financial | Corydon | IA | 05/2024 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 1615 SW main street ste 201 ankeny iowa 50023; start 01/2024; commissions; 5 hours per month, 5 hours during securities trading hours; insurance related] [OPERATING UNDER THE DBA NAME OF FELTON FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (CORYDON, IA); START DATE: 05/2024]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-16 |
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