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Current Employers
Northbridge Financial Group, Llc

4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-05
  • FL RA
    APPROVED
    Since 2026-02-05

Branch Locations

4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Tampa FL 07/2014 03/2024
Agia Inc. Houston TX 12/2022 03/2024
Lpl Financial Llc Tampa FL 03/2024 Present
Northbridge Financial Group Llc Tampa FL 03/2024 Present
Previous Registrations
Other Businesses

1- 03/2024 / Northbridge Financial Group LLC / DBA for LPL Business (entity for LPL business) / 200 hrs mth / 10 hrs during trading / At reported business location(s) 2- 03/2024 / KR Ventures, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Start date: 11/01/2023 3- 03/2024 / St. Mary's Episcopal Day School / Coach/Sports/Fitness / Not Investment Related / 2 hrs mth / Start date: 10/02/2023 4- 04/09/2024 - Northbridge Financial Group LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) -Start Date 4/1/2024 - 200 Hours Per Month/ 10 Hours During Trading - I provide investment advisory services thru Northbridge Financial Group LLC, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-20
  • S66 Uniform Combined State Law Examination
    2018-12-20

View on SEC IAPD

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