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Prospera Financial Services, Inc. CRD 10740
$12.4B regulatory AUM 14 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-03-27 |
Branch Locations
417 N. Main Street 2Nd Floor, Crown Point, IN 46307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Crown Point | IN | 10/2014 | 09/2021 |
| National Life Group | Crown Point | IN | 09/2021 | 03/2026 |
| Equity Services Inc | Montpelier | VT | 09/2021 | 03/2026 |
| Prospera Financial Services Inc. | Dallas | TX | 03/2026 | Present |
Wealth Partners on Main; Investment Related - Yes; 417 N. Main St., 2nd Floor Crown Point, IN, 46307; DBA; Associate Advisor; 09/2024; 20 Hours per Month; 10 During Trading Hours; Help Lead Advisor and Owner Danielle Helfrich with her duties and client needs. Bring in new clients, help with social media, meet with clients as needed, Data Entry for Money Guide Pro.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-12 |
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