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Julia E Polack

Rodgers Brothers, Inc.

Harmony, PA

CRD 6211474

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Employer firm

Rodgers Brothers, Inc. CRD 16197

$1.04B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Rodgers Brothers, Inc.

223 Mercer Street, Harmony, PA 16037 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-03-08
  • PA RA
    APPROVED
    Since 2019-03-08

Branch Locations

223 Mercer Street, Harmony, PA 16037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 05/2013 01/2019
Rodgers Brothers Inc Harmony PA 02/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-17
S63 Uniform Securities Agent State Law Examination 2014-07-21
  • S66 Uniform Combined State Law Examination
    2017-04-17
  • S63 Uniform Securities Agent State Law Examination
    2014-07-21
Designations
  • Certified Financial Planner
Other Names
  • Julia E Polack
  • Julia Eldridge Polack
  • Julia Polack Watson

View on SEC IAPD

Nearby Firms

EQUITABLE ADVISORS, LLC
EDWARD JONES
WESBANCO SECURITIES, INC.

Nearby Investors

DENISE RYAN RODGERS
MARK CAREY RODGERS
MATTHEW BRENDAN RODGERS

Nearby Offices

EQUITABLE ADVISORS, LLC · ZELIENOPLE, PA
EDWARD JONES · Zelienople, PA
WESBANCO SECURITIES, INC. · ZELIENOPLE, PA

More in Harmony, PA

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