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Mark Carey Rodgers

Rodgers Brothers, Inc.

Harmony, PA

CRD 5902464

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Employer firm

Rodgers Brothers, Inc. CRD 16197

$1.04B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Rodgers Brothers, Inc.

223 Mercer Street, Harmony, PA 16037 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-06-21
  • PA RA
    APPROVED
    Since 2016-06-21

Branch Locations

223 Mercer Street, Harmony, PA 16037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rodgers Brother Inc. Harmony PA 09/2010 Present
Rodgers Brother Inc. Harmony PA 07/2012 10/2023
  • 09/2010 → Present
    Rodgers Brother Inc.
    Harmony, PA
  • 07/2012 → 10/2023
    Rodgers Brother Inc.
    Harmony, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-16
S63 Uniform Securities Agent State Law Examination 2012-08-27
  • S65 Uniform Investment Adviser Law Examination
    2016-06-16
  • S63 Uniform Securities Agent State Law Examination
    2012-08-27
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

EQUITABLE ADVISORS, LLC
EDWARD JONES
WESBANCO SECURITIES, INC.

Nearby Investors

DENISE RYAN RODGERS
MATTHEW BRENDAN RODGERS
CHRIS ROBERT RABENOLD

Nearby Offices

EQUITABLE ADVISORS, LLC · ZELIENOPLE, PA
EDWARD JONES · Zelienople, PA
WESBANCO SECURITIES, INC. · ZELIENOPLE, PA

More in Harmony, PA

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